Publications Available on this website

• SEC Enforcement and Exam Attention/Investment Adviser Use of Social Media, Client Advisory, February 9, 2012
• FINRA Guidance on Social Media Used for Business Purposes, Client Advisory, September 22, 2011
• Form ADV Part 2, Client Advisory, September 27, 2010
• Madoff Securities Task Force Update: IRS Issues Helpful Guidance, Client Advisory, March 18, 2009
• Madoff Securities Task Force Update: March 4, 2009 Deadline, Client Advisory, January 8, 2009
• Madoff Securities Task Force, Client Advisory, December 30, 2008

Additional Publications

• Editor, Chapter 3, Regulation of Brokers and Dealers, Federal Securities Exchange Act, Matthew Bender (1985)
• “Spin-Offs”, The Review of Securities Regulation (1973)
• “Arbitrageurs”, The Review of Securities Regulation (1978)