
Raphael S. Grunfeld
Publications
Publications Available on this website
- Audit Firm Inspections: The PCAOB's first inspections: What did they find?, Accounting Today, May 16, 2006
- How to Survive a PCAOB Inspection, Accounting Today, September 20, 2004
- Getting Ready for the PCAOB: How Inspections Will Differ from Peer Review, The Trusted Professional, July 2004
- Internal Controls Over Financial Reporting, Client Advisory, April 2004
- A Practical Guide to the Sarbanes-Oxley Act of 2002, Client Advisory, July 1, 2003
- What you Need to Know About the Certification Requirements of The Sarbanes Oxley Act of 2002, Client Advisory, June 2003
- Audit Committee and Financial Reporting Requirements for U.S. and Non-U.S. Companies under the Sarbanes-Oxley Act, Client Advisory, May 1, 2003
- SEC Final Rule for Attorney "Up the Ladder" Reporting and Proposed Rule for Attorney "Noisy Withdrawal" Under the Sarbanes-Oxley Act, Client Advisory, January 31, 2003
- SEC Proposed Professional Standards of Conduct for Attorneys Under the Sarbanes-Oxley Act, Client Advisory, December 4, 2002
- The Application of Sarbanes-Oxley to Non-U.S. Companies, Client Advisory, November 2002
- The Sarbanes-Oxley Act of 2002, Client Advisory, July 2002
Additional Publications
- “Hedge fund regulation: Trimming the hedge fund,” Legal Week, April 23, 2009
- “More regulation or more diligence?,” Legal Week, January 15, 2009
- “Cash tender offers in distressed markets,” Legal Week, January 7, 2009
- “Brazil: Investing to and fro,” Legal Week, September 28, 2008
- “Target Practice,” Legal Week, July 10, 2008
- “US Focus: Prized Assets,” Legal Week, April 17, 2008
- “U.S. Funds Made Easier,” Legal Week, February 28, 2008
- “Fraud: Black Hopes,” Legal Week, September 20, 2007
- “AIM’s Internet Threat,” Legal Week, June 28, 2007
- “Exemptions that Allow UK Companies to Offer Stock Incentives to their U.S. Employers,” Legal Week, June 21, 2007
- “US Brokers Key to Nomad Aims,” Legal Week, March 8, 2007
- “Is Sarbanes-Oxley Out?,” Legal Week, February 2, 2007
- “The Practical Nomad,” Legal Week, December 14, 2006
- “Regulation S Goes Electronic,” Legal Week, September 14, 2006
- “Aim to Knock the SOX Off,” Legal Week, May 25, 2006
- “Fraud- The U.S. Government Gets Set for Battle,” Legal Week, May 18, 2006
- "Laying the Blame for Enron," Legal Week, March 30, 2006
- "Are You Ready for the PCAOB?" Client Advisory, June 8, 2004
- “Dual Allegiance or Double Agent? A Comparison of Attorney-Client Privilege Under the New York Code of Professional Responsibility and the Sarbanes-Oxley Act of 2002,” New York International Chapter News, Summer 2003, Vol. 8, No. 1
- "Who Wants to Be on the Audit Committee?," New York Law Journal, May 5, 2003
- "An Argument for Ethics," Israel High-Tech Investor, December/January 2003
- "Enforcing a Written Code of Ethics," New York Law Journal, November 18, 2002
- "Can You Afford to be a Director?," Israel High-Tech Investor, October/November 2002
- "Will Sarbanes-Oxley Lead Insurers to Deny Coverage?," New York Law Journal, September 23, 2002
- "Giving Cash-Starved Companies a Second Chance," Israel High-Tech Investor, August/September 2002
- "The Sarbanes-Oxley Act of 2002," Client Advisory, July 2002
- "Drug Trafficking," Israel High-Tech Investor, June/July 2002
- "Privacy or Security?," New York Law Journal Magazine, June 2002
- "Getting Caught in the Middle," New York Law Journal, May 6, 2002
- "Security Versus Privacy," Israel High-Tech Investor, February/March 2002
Practice Areas
M&A Transactions
Education
- LL.B., 1973 Tel Aviv University (cum laude)
- LL.M., 1974 University College, University of London