|
|
Client Name
|
|
Transaction Type
|
|
Transaction Value
|
|
Date
|
|
|
Advantage Energy Income Fund
|
|
U.S. Component of Canadian Public Offering
|
|
Not Announced
|
|
2004
|
|
|
Alony Hetz Properties Investments Ltd.
|
|
Investment in Equity One
|
|
Up to $32,000,000
|
|
October 2000
|
|
|
Attunity Ltd.
|
|
Private Placement Financing
|
|
$5,000,000
|
|
October 2001
|
|
|
Attunity Ltd.
|
|
Private Placement Financing
|
|
$2,000,000
|
|
May 2004
|
|
|
Attunity Ltd.
|
|
Private Placement Financing
|
|
$4,000,000
|
|
February 2005
|
|
|
Crescent Point Energy Trust
|
|
U.S. Component of Canadian Public Offering
|
|
Not Announced
|
|
2004
|
|
|
cVidya Networks, Inc.
|
|
Series B Preferred Stock Offering
|
|
$7,000,000
|
|
June 2004
|
|
|
Danisco A/S
|
|
Registration of 2002 Warrant Programme
|
|
N/A
|
|
2002
|
|
|
Defense Industries International Inc.
|
|
Private Placement Financing
|
|
$1,800,000
|
|
August 2005
|
|
|
Formula Systems Ltd.
|
|
Investment in ThoughtBubble, Inc.
|
|
$4,000,000
|
|
December 2000
|
|
|
ForSoft Ltd.
|
|
Going Private Tender Offer
|
|
$43,600,000
|
|
November 2000
|
|
|
GE SeaCo SRL
|
|
Securitization
|
|
$275,000,000
|
|
May 2004
|
|
|
Haverford Capital Partners (Cayman) Limited
|
|
Securitization
|
|
$10,000,000
|
|
August 2005
|
|
|
Home Centers (DIY) Ltd.
|
|
Going Private Tender Offer
|
|
$9,800,000
|
|
November 2000
|
|
|
Internet Gold - Golden Lines Ltd.
|
|
Public offering in Israel only, Shares and Debt Offerings
|
|
$50,000,000
|
|
March 2005
|
|
|
IPGL Limited (Affiliate of ICAP plc)
|
|
Secondary Offering in New York Stock Exchange, Inc. IPO
|
|
Not Announced
|
|
May 2006
|
|
|
ISG International Software
|
|
Private Placement
|
|
$13,000,000
|
|
March 2000
|
|
|
Investec Bank (UK) Limited
|
|
Private placement in the U.S. of the securities of Styles & Wood Group Plc and public offering on the London Stock Exchange
|
|
£71,900,000
|
|
October 2006
|
|
|
LanOptics Ltd.
|
|
Equity PIPE and Warrants
|
|
$21,700,000
|
|
December 2004
|
|
|
LanOptics Ltd.
|
|
Share Exchange
|
|
$9,060,00
|
|
July 2005
|
|
|
Magic Software Enterprises Ltd.
|
|
Follow-on Public Offering
|
|
$100,000,000
|
|
March 2000
|
|
|
Mer Telemanagement Solutions Ltd.
|
|
Equity PIPE and Warrants
|
|
$4,300,000
|
|
September 2005
|
|
|
Midnight Oil & Gas Ltd.
|
|
U.S. Component of Canadian Public Offering
|
|
Not Announced
|
|
2004
|
|
|
Nexus Telocation Systems Ltd.
|
|
Private Placement
|
|
$25,000,000
|
|
January 2000
|
|
|
Oplus Technologies Inc.
|
|
Series C Preferred Stock Offering
|
|
$17,000,000
|
|
Ongoing
|
|
|
Oplus Technologies Inc.
|
|
Bridge Loan
|
|
$6,000,000
|
|
August 2004
|
|
|
Orient-Express Hotels, Ltd.
|
|
Initial Public Offering and NYSE Listing
|
|
$218,000,000
|
|
August 2000
|
|
|
Orient-Express Hotels, Ltd.
|
|
Various Equity and Debt Offerings (Including Stock Option Plans), Loan Transactions and Securitizations
|
|
Various Amounts
|
|
Various
|
|
|
Orient-Express Hotels, Ltd.
|
|
Well Known Seasoned Issuer Automatic Shelf with Immediate Take Down for Equity Offering
|
|
$100,000,000
|
|
July 2006
|
|
|
Paramount Energy Trust
|
|
U.S. Component of Canadian Public Offering
|
|
Not Announced
|
|
2004
|
|
|
Pengrowth Energy Trust
|
|
U.S. Component of Canadian Public Offering
|
|
Not Announced
|
|
2004
|
|
|
Sea Containers Ltd.
|
|
IPO, various Equity and Debt Offerings (Including Stock Option Plans) and Tender Offerings
|
|
Various Amounts
|
|
Various
|
|
|
Prana Biotechnology Ltd.
|
|
Equity PIPE and Warrants
|
|
$20,000,000
|
|
June 2004
|
|
|
RADA Electronic Industries Ltd.
|
|
Equity PIPE and Warrants
|
|
$9,000,000
|
|
August 2004
|
|
|
RADA Electronic Industries Ltd.
|
|
Equity PIPE and Warrants
|
|
$4,800,000
|
|
August 2005
|
|
|
Raptor Capital Corporation
|
|
U.S. Component of Canadian Public Offering
|
|
Not Announced
|
|
2004
|
|
|
Russia Coal Limited (subsidiary of Cambrian Mining Plc)
|
|
U.S. Component of UK Private Placement
|
|
£25,000,000
|
|
March 2003
|
|
|
streetTRACKS Gold Trust (affiliate of World Gold Council, a Swiss non-profit association)
|
|
IPO
|
|
$100,000,000
|
|
November 2004
|
|
|
The Royal Bank of Scotland
|
|
Secondary Offering in Input/Output, Inc. IPO
|
|
Not Announced
|
|
July 2004
|
|
|
Trinity Biotech plc
|
|
Convertible Debt Issuance
|
|
$3,500,000
|
|
November 2002
|
|
|
Trinity Biotech plc
|
|
Convertible Debt PIPE
|
|
$20,000,000
|
|
July 2003
|
|
|
Trinity Biotech plc
|
|
Equity PIPE and Warrants
|
|
$22,500,000
|
|
January 2004
|
|
|
Trinity Biotech plc
|
|
Shelf Take-Down
|
|
$25,000,000
|
|
May 2006
|
|
|
Vacation Villas GmbH
|
|
Venture Capital Investment by German Corporation in US Start-Up Company
|
|
$1,700,000
|
|
December 2005
|