Valentino Vasi Joins Carter Ledyard as Counsel
Carter Ledyard & Milburn LLP is pleased to announce that Valentino Vasi has returned to the firm as counsel in its Corporate Department effective July 7, 2016. He focuses on compliance, regulatory, and legal issues for financial services firms, including broker-dealers and investment advisers. His work includes drafting, negotiating and interpreting contracts; counseling clients on relevant laws and rules; representing clients with regulatory agencies; and developing compliance programs for broker-dealers, investment advisers, mutual funds and hedge funds. Mr. Vasi has more than 20 years of experience practicing corporate and securities law. He was a Senior Associate Attorney in Carter Ledyard’s Corporate Department from 2002 to 2005, working on a wide range of financial services regulatory matters. Most recently Mr. Vasi was the Chief Compliance Officer and In-House Counsel at Telsey Advisory Group LLC where he was responsible for all legal, regulatory and compliance matters for a full-service broker-dealer and its related SEC-registered investment adviser and hedge fund.
Jack was honored with the Chairman's Award, in recognition of his "tireless efforts and unending dedication to the foundation."
Mr. McCarthy has joined the firm as a partner in the Litigation Department, bringing with him years of experience in international litigation and arbitration.
Our 2017 Year in Review highlights the cutting-edge work of our clients, both foreign and domestic, and some of the ways we helped them succeed.
Over breakfast at the midtown office, more than 30 members of the private equity community gathered to create a deal flow for all concerned.
Val Vasi discussed aint-money laundering (AML) guidelines in the art world and AML regulations in the financial services industry
Carter Ledyard client Lisa Schwarz, developer of the Comprehensive Resource Model trauma treatment model, prevailed on her motion for contempt against Dr. David Grand in proceedings in the Federal District Court for the…
Together with Her Justice, Carter Ledyard attorneys were successful in guiding pro bono clients apply for their U-Visa, obtain deferred and final approval of legal status, and receive employment authorization.