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Recent Developments: Mid-Year Scorecard, Client Advisory, June 22, 2017 by Guy P. Lander

Foreign Private Issuer Alert: SEC Mandates XBRL for IFRS Companies and Use of Hyperlinks in Exhibit Index, Client Advisory, April 3, 2017 by Guy Ben-Ami

Update on the Conflict Minerals Rule, Client Advisory, March 31, 2017 by Guy Ben-Ami

Guidance on Cybersecurity: What Broker-Dealers and Investment Advisers Need to Have in Place, Client Advisory, January 30, 2017 by Valentino Vasi and Brielle E. Kilmartin

SEC Updates Guidance to Determine “Foreign Private Issuer” Status, Client Advisory, January 24, 2017 by Bruce A. Rich and Guy Ben-Ami

New York State’s Revised Cybersecurity Legislation for Financial Institutions: What You Need to Know, Client Advisory, January 19, 2017 by Valentino Vasi

Private Company Litigation: Hunting for Unicorns?, Client Advisory, June 9, 2016 by Stephen M. Plotnick and Alexander G. Malyshev

Securities Regulation: Avoiding Securities Act Registration in Share-for-Share Business Combinations between Non-U.S. Companies, Insights, February 23, 2016 by Guy P. Lander

So You Want to be a Funding Portal? – Here’s what you need to know about the SEC’s Regulation Crowdfunding., Client Advisory, November 13, 2015 by Ethan L. Silver

Regulation A: Easier Access to the U.S. Capital Markets is Here, Client Advisory, April 30, 2015 by Guy P. Lander and Bruce A. Rich

Lander Gets His SEC Interpretation: SEC Staff Clarifies Resale Rules for Privately Placed Securities of Companies After Loss of Their FPI Status, Client Advisory, February 3, 2015 by Guy P. Lander

Regulation A: Easier Access to the U.S. Capital Markets is Coming, Client Advisory, February 7, 2014 by Guy P. Lander

CL&M Lawyers Instrumental in Obtaining SEC No-Action Letter to Permit Some M&A Brokers to Operate Without SEC Registration, Client Advisory, February 4, 2014 by Faith Colish and Ethan L. Silver

FINRA’s Regulation of Its Members’ Use of Social Media, The Review of Securities & Commodities Regulation, November 6, 2013 by Ethan L. Silver and Jayun Koo

“Safe Harbor” in the Bankruptcy Storm: The Unavoidability of Securities Transactions Utilizing Financial Intermediaries, Client Advisory, September 4, 2013 by Leonardo Trivigno

SEC Repeals Ban on General Solicitation in Private Placements, Adds A Disqualification for Bad Actors and Proposes New Reg. D Requirements, Client Advisory, July 30, 2013 by Guy P. Lander, Steven J. Glusband, Avinash V. Ganatra, Gideon Even-Or and Natalie F. Wilmore

FINRA Rule Goes into Effect: Member Firms Must Disclose Private Placement Documents, Client Advisory, December 14, 2012 by Faith Colish, Ethan L. Silver and Gideon Even-Or

Hedge Fund Regulation – Roundup of Recent Developments, Client Advisory, October 26, 2012 by Andris J. Vizbaras and Howard J. Barnet, Jr.

The Iran Threat Reduction Act: Prohibitions on U.S. Companies and their Foreign Subsidiaries and New SEC Disclosure Obligations, Client Advisory, October 18, 2012 by Steven J. Glusband, Gideon Even-Or and Natalie F. Wilmore

Conflict Minerals Disclosure Guidelines, Client Advisory, September 28, 2012 by Steven J. Glusband, Guy P. Lander, Bruce A. Rich and Gideon Even-Or

New SEC Rules For Resource Extraction Issuers to Disclose Payments to Governments, Client Advisory, September 28, 2012 by Steven J. Glusband, Guy P. Lander, Bruce A. Rich and Gideon Even-Or

Foreign Private Issuers: Status and Exchange Act Registration, The Review of Securities and Commodities Regulation, September 26, 2012 by Guy P. Lander

Foreign Private Issuer Status, Client Advisory, June 19, 2012 by Guy P. Lander, Steven J. Glusband and Bruce A. Rich

Foreign Private Issuers Shift to XBRL Detailed Tagging, Client Advisory, June 8, 2012 by Steven J. Glusband and Gideon Even-Or

The JOBS Act and its Implications for Canadian and Other Non-U.S. Issuers, Client Advisory, May 9, 2012 by Guy P. Lander, Steven J. Glusband, Bruce A. Rich, Gideon Even-Or and Christine Y. Jung

2011 and Other Legal Developments Affecting Canadian and Other Non-U.S. Companies, Client Advisory, March 15, 2012 by Guy P. Lander and Mary Joan Hoene

SEC Enforcement and Exam Attention/Investment Adviser Use of Social Media, Client Advisory, February 9, 2012 by Faith Colish, Mary Joan Hoene, Guy P. Lander, Ethan L. Silver and Andris J. Vizbaras

The Last Phase of Implementation of XBRL Filings: Foreign Private Issuers Must Be Prepared to File, Client Advisory, December 5, 2011 by Steven J. Glusband and Gideon Even-Or

To Register or Restructure: Family Offices Affected by the Dodd-Frank Act, Client Advisory, October 11, 2011 by Mary Joan Hoene, Jerome J. Caulfield and Theodore R. Wagner

New SEC Whistleblower Rules, Client Advisory, June 6, 2011 by Michael Shapiro and Alan S. Lewis

Temporary XBRL Relief for IFRS Financial Statements of Foreign Private Issuers, Client Advisory, June 6, 2011 by Steven J. Glusband, Guy P. Lander and Peter Flägel

SEC Adopts Rules on Say-On-Pay and Say-On-Golden Parachutes, Client Advisory, March 3, 2011 by Guy P. Lander and Steven J. Glusband

SEC Proposed Rules for Disclosure Concerning Conflict Minerals Originating in the Democratic Republic of the Congo and Adjoining Countries, Client Advisory, March 3, 2011 by Guy P. Lander and Steven J. Glusband

SEC Proposes Rules for Disclosure Concerning Mine Safety, Client Advisory, March 3, 2011 by Guy P. Lander and Steven J. Glusband

SEC Proposes Rules Requiring Disclosure of Government Payments by Resource Extraction Issuers, Client Advisory, March 3, 2011 by Guy P. Lander and Steven J. Glusband

Guide to the U.S. Capital Markets for U.S. and Foreign Companies and Their Advisers, January 1, 2011 by Guy P. Lander

Form ADV Part 2, Client Advisory, September 27, 2010 by Faith Colish, Guy P. Lander, Della P. Richardson, Ethan L. Silver and Andris J. Vizbaras

Regulation of Private Fund Managers and other Money Managers under the Financial Reform Bill, Client Advisory, July 30, 2010 by Guy P. Lander and Della P. Richardson

Changes to Private Placement Regulation D under the Dodd-Frank Wall Street Reform and Consumer Protection Act, Client Advisory, July 22, 2010 by Guy P. Lander and Peter Flägel

Climate Change Disclosures Organized by Disclosure Requirement, April 26, 2010 by Guy P. Lander and Bryan J. Hall

Modification of NASDAQ Press Release Requirements for Listed Companies, Client Advisory, April 19, 2010 by Steven J. Glusband, Guy P. Lander and Sharon Rosen

SEC Proposes to Modernize Company Repurchases of Common Stock, Client Advisory, March 4, 2010 by Steven J. Glusband and G. Christina Gray-Trefry

SEC Adopts New Rules to Expand Proxy Disclosure for Compensation and Corporate Governance, Client Advisory, January 4, 2010 by Guy P. Lander

SEC Votes to Propose Rules to Permit Shareholders to Nominate Directors in a Proxy Statement, Client Advisory, June 8, 2009 by Steven J. Glusband, Guy P. Lander, G. Christina Gray-Trefry and Christopher Young

Administration Proposes Regulation of Over-The-Counter Derivatives, Client Advisory, May 18, 2009 by Morris Simkin, Guy P. Lander, Robert A. McTamaney and Andris J. Vizbaras

Alert to Foreign Issuers: Upcoming Date to Measure Your SEC Reporting Status as a Foreign Private Issuer, Client Advisory, May 12, 2009 by Guy P. Lander, Steven J. Glusband and Bruce A. Rich

SEC Proposes Five Short Sale Price Rules, Client Advisory, April 30, 2009 by Morris Simkin, Steven J. Glusband and Guy P. Lander

Madoff Securities Task Force Update: IRS Issues Helpful Guidance, Client Advisory, March 18, 2009 by Howard J. Barnet, Jr., Steven J. Glusband, Faith Colish, Michael I. Frankel, James Gadsden, Guy P. Lander, Patricia Matzye, Gary D. Sesser, Michael Shapiro, Andris J. Vizbaras and Robert J.A. Zito

The Hedge Fund Transparency Act of 2009, Client Advisory, February 9, 2009 by Guy P. Lander and Steven J. Glusband

Effects of Loss of WKSI Status on Automatic Shelf Registration Statements, Client Advisory, February 4, 2009 by Peter Flägel, Steven J. Glusband, Vincent Monte-Sano and Sharon Rosen

Recent Changes for Foreign Private Issuer Filings on 20-F and 40-F, Client Advisory, February 2, 2009 by Guy P. Lander

SEC Amends Oil and Gas Reporting Requirements, Client Advisory, February 2, 2009 by Guy P. Lander

SEC Proposes Amendments to Rule 15a-6 for Non-U.S. Broker-Dealers, Client Advisory, February 2, 2009 by Guy P. Lander and Morris Simkin

Madoff Securities Task Force Update: Claiming Tax Benefits for Losses, Client Advisory, January 9, 2009 by Howard J. Barnet, Jr.

Madoff Securities Task Force Update: March 4, 2009 Deadline, Client Advisory, January 8, 2009 by Steven J. Glusband, Howard J. Barnet, Jr., Faith Colish, Michael I. Frankel, James Gadsden, Guy P. Lander, Patricia Matzye, Gary D. Sesser, Michael Shapiro, Morris Simkin, Andris J. Vizbaras and Robert J.A. Zito

Madoff Securities Task Force, Client Advisory, December 30, 2008 by Steven J. Glusband, Howard J. Barnet, Jr., Faith Colish, James Gadsden, Guy P. Lander, Patricia Matzye, Gary D. Sesser, Michael Shapiro, Andris J. Vizbaras and Robert J.A. Zito

U.S. Tax and Securities Law Considerations in Canadian Income Trust Conversions, Client Advisory, November 24, 2008 by Howard J. Barnet, Jr., Guy P. Lander, Dan Pittman, John Whelan and Christopher Young

Beneficial Ownership Reporting by Non-U.S. Institutions, Client Advisory, November 5, 2008 by Guy P. Lander and Peter Flägel

SEC Revises Cross-Border Business Combination Rules, Insights, November 2008 by Guy P. Lander

SEC Revises Cross-Border Business Combination Rules, Client Advisory, October 14, 2008 by Guy P. Lander, Andris J. Vizbaras, G. Christina Gray-Trefry and Bhavna Agnihotri

SEC Amends Reporting and Disclosure Requirements for Foreign Private Issuers, Client Advisory, October 10, 2008 by Steven J. Glusband, Guy P. Lander, Andris J. Vizbaras and Sharon Rosen

SEC Emergency Orders Re Short Sales, Client Advisory, September 30, 2008 by Paul DeCaprio and Guy P. Lander

Exemption from Registration for Foreign Private Issuers: SEC Amends Rule 12g3-2(b), Client Advisory, September 16, 2008 by Andris J. Vizbaras, Guy P. Lander and G. Christina Gray-Trefry

Modernization of SEC Oil and Gas Reporting Requirements, Client Advisory, July 3, 2008 by Guy P. Lander

Foreign Issuer Reporting Enhancements, Client Advisory, June 5, 2008 by Guy P. Lander and Alice Kenniff

SEC Proposes to Revise Cross-Border Business Combination Rules, Client Advisory, May 22, 2008 by Guy P. Lander and Alice Kenniff

SEC Proposes to Revise Cross-Border Business Combination Rules (Short), Client Advisory, May 22, 2008 by Guy P. Lander and Alice Kenniff

Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3, Client Advisory, February 7, 2008 by Guy P. Lander, Stephen V. Burger and Evangelos Kramvis

SEC Amends Rules 144 and 145 under the Securities Act of 1933, Client Advisory, February 7, 2008 by Guy P. Lander, Stephen V. Burger and Aaron Salsberg

SEC Eliminates U.S. GAAP Reconciliation Requirement for Foreign Private Issuers that Adopt International Financial Reporting Standards, Client Advisory, February 7, 2008 by Guy P. Lander and G. Christina Gray-Trefry

Smaller Reporting Company Regulatory Relief and Simplification, Client Advisory, February 7, 2008 by Guy P. Lander, Stephen V. Burger and Catherine Janasie

SOX302 Certifications: What Are They Good For?, New York Law Journal, November 19, 2007 by Robert J.A. Zito

Investment Advisers Act Compliance, November 2007 by Guy P. Lander

Finding the Jugular: Using AS5 to Refocus on Risk, Directors Monthly, September 2007 by Robert J.A. Zito

Form U5: Sword or Shield? The Impact of Rosenberg v. MetLife, Inc., Client Advisory, April 6, 2007 by Jeffrey S. Boxer and Michele Ross

SEC Reforms the Public Offering Process, Client Advisory, August 15, 2005 by Stephen V. Burger, Steven J. Glusband and Robert A. McTamaney

Private Companies and Sarbanes-Oxley, January 1, 2005 by Robert A. McTamaney

How to Survive a PCAOB Inspection, Accounting Today, September 20, 2004 by Raphael S. Grunfeld

Private Securities Offerings in the United States by Offshore Investment Funds, September 1, 2004 by Robert A. McTamaney

Getting Ready for the PCAOB: How Inspections Will Differ from Peer Review, The Trusted Professional, July 2004 by Raphael S. Grunfeld

Internal Controls Over Financial Reporting, Client Advisory, April 2004 by Raphael S. Grunfeld and Robert A. McTamaney

A Practical Guide to the Sarbanes-Oxley Act of 2002, Client Advisory, July 1, 2003 by Raphael S. Grunfeld, Robert A. McTamaney and Steven J. Glusband

What you Need to Know About the Certification Requirements of The Sarbanes Oxley Act of 2002, Client Advisory, June 2003 by Raphael S. Grunfeld, Steven J. Glusband and Robert A. McTamaney

The Patriot Act's Anti-Money Laundering Rules: What Private Funds and Investment Advisers Need to Know, Client Advisory, May 14, 2003

Audit Committee and Financial Reporting Requirements for U.S. and Non-U.S. Companies under the Sarbanes-Oxley Act, Client Advisory, May 1, 2003 by Raphael S. Grunfeld, Steven J. Glusband and Robert A. McTamaney

SEC Final Rule for Attorney "Up the Ladder" Reporting and Proposed Rule for Attorney "Noisy Withdrawal" Under the Sarbanes-Oxley Act, Client Advisory, January 31, 2003 by Raphael S. Grunfeld, Steven J. Glusband and Robert A. McTamaney

"Going Private" After The Sarbanes-Oxley Act of 2002, Client Advisory, January 2003 by Alan J. Bernstein

Carter Ledyard's Letter to the SEC Regarding the Proposed Rules, December 18, 2002

SEC Proposed Professional Standards of Conduct for Attorneys Under the Sarbanes-Oxley Act, Client Advisory, December 4, 2002 by Raphael S. Grunfeld and Robert A. McTamaney

The Application of Sarbanes-Oxley to Non-U.S. Companies, Client Advisory, November 2002 by Steven J. Glusband, Raphael S. Grunfeld and Robert A. McTamaney

Acceleration of SEC Periodic Reporting Deadlines and Disclosure of Website Access to Reports, Client Advisory, October 24, 2002 by Stephen V. Burger and Peter Flägel

The Sarbanes-Oxley Act of 2002: Will It Prevent Future "Enrons?", Legal Backgrounder, August 9, 2002 by Robert A. McTamaney

The Sarbanes-Oxley Act of 2002, Client Advisory, July 2002 by Raphael S. Grunfeld and Robert A. McTamaney

Foreign Issuer Private Placements and Rule 144A Offerings in the United States, July 27, 2000 by Robert A. McTamaney


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