Foreign Private Issuers Must Report All Insider Trades (Section 16(a)) March 2026
Update as of March 13, 2026: In light of the unusually large number of Form ID applications submitted as a result of the HFIA Act, the SEC indicated that it…
/fpi, investor, SEC, securities/8 minute read
Update as of March 13, 2026: In light of the unusually large number of Form ID applications submitted as a result of the HFIA Act, the SEC indicated that it…
/capital markets, climate change, securities/4 minute read
As we previously reported, in 2022 the US Securities and Exchange Commission (the “SEC”) proposed rules to require issuers to provide information about climate-related risks and metrics in registration statements…
/finance, private fund advisers, regulatory, securities/5 minute read
During the last year, there were SEC regulatory developments affecting our private fund adviser clients and their counsel. We have set forth below summaries of the following developments that took…
/capital markets, M&A, securities/less than a minute
Carter Ledyard’s client, Trinity Biotech plc (Nasdaq: TRIB), announced its agreement to sell its life sciences supply business unit, Fitzgerald Industries, for cash proceeds of approximately $30 million. The expected…
/capital markets, securities/less than a minute
Carter Ledyard represented Prime Harvest, a technology-focused full-service cannabis company, in its Reg A+ IPO. Prime Harvest is a Delaware corporation based in California that deals with recreational and medical cannabis….
/capital markets, M&A, securities/less than a minute
Carter Ledyard represented client Arq Limited in its sale of all of its subsidiaries to Advanced Emissions Solutions, Inc. (NASDAQ: ADES). The acquisition closed following the previously announced agreement to…
/capital markets, M&A, securities/less than a minute
Carter Ledyard represented longtime client Greenfire Resources Inc. in a definitive agreement for a business combination with M3-Brigade Acquisition III Corp. (NYSE: MBSC), a New York Stock Exchange listed special…
/capital markets, securities/less than a minute
Carter Ledyard client CENAQ Energy Corp., a SPAC primarily focused to identify, acquire, and operate a business in the energy industry, was advised by Carter Ledyard’s Guy P. Lander and…
/capital markets, M&A, securities/less than a minute
Carter Ledyard client Mer Telemanagement Solutions Ltd. (Nasdaq: MTSL) (“MTS”) recently completed a merger with SharpLink, Inc. Headquartered in Israel, MTS is a global provider of solutions for telecommunications expense…
/capital markets, securities/less than a minute
Carter Ledyard client, PainReform Ltd., a clinical stage Israeli biotechnology company focused on the reformulation of established therapeutics, was advised by Carter Ledyard’s Steven J. Glusband and Guy Ben-Ami, together…