Carter Ledyard acted as sponsor for its client, Warpaint PLC, a UK cosmetics company, in connection with its listing on the OTCQX under the symbol “WPNTF.” As sponsor to Warpaint in this transaction, our Capital Markets legal team advised on compliance with Exchange Act Rule 12g3-2(b) and advised on initial disclosures.
The OTCQX Market is an alternative to traditional stock exchange listings in the United States for foreign issuers.
The transaction was led by partner, Guy P. Lander, and Paul J. Brown III.
Carter Ledyard’s Capital Markets team represents corporations, financial institutions, and government entities on a full range of transactions and legal issues involving U.S. and non-U.S. issuers, including equity, equity-linked and debt securities traded on the major U.S. and international exchanges, high yield debt offerings, SEC-registered offerings non-registered offerings, Rule 144A and Regulation S, tender offers and exchange offers and the establishment of ADR facilities.
Learn more about our Capital Markets and Leveraged Finance Practice.