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Client Advisories

Client Advisories

SEC Addresses Cybersecurity Market Risks, Controls and Disclosures for Market Participants Through Proposed New Rules and Amendments

April 6, 2023/3 minute read

On March 15, 2023, the U.S. Securities and Exchange Commission (the “SEC”) proposed rigorous regime changes for a wide range of market participants that maintain data about investors. This flurry…

Client Advisories

Boards & Bylaws: About Committees (6th in a series of 8)

April 6, 2023/TEO BULLETIN/less than a minute

Join Carter Ledyard and management consultants Plan A Advisors on a lively exploration of nonprofit boards and bylaws. This multi-part series will help nonprofit executives and board members consider revisions and amendments…

Client Advisories

Boards & Bylaws: Officers (5th in a series of 8)

March 23, 2023/TEO BULLETIN/less than a minute

Join Carter Ledyard and management consultants Plan A Advisors on a lively exploration of nonprofit boards and bylaws. This multi-part series will help nonprofit executives and board members consider revisions and amendments…

Client Advisories

The Supreme Court Issues Pro-Taxpayer Opinion in FBAR Penalty Case

March 22, 2023/2 minute read

Listen to Melinda Summarize the Case: Now this is a headline I was pleased to concoct as I have not seen a lot of taxpayer-favorable rulings in my years of…

Client Advisories

Effectiveness of New Rules and Disclosures Related to Rule 10b5-1 Insider Trading Plans (Update)

March 22, 2023/5 minute read

Since 2000, Rule 10b5-1 plans have been widely used by officers and directors of issuers, who may regularly become aware of material nonpublic information (“MNPI”) but still wish to purchase…

Client Advisories

FAQ Re: Incentive Based Compensation – Understanding the New Clawback Rules

February 8, 2023/9 minute read

Update as of June 14, 2023: On June 9, 2023, the U.S. Securities and Exchange Commission (SEC) gave its approval to the amendments submitted by the New York Stock Exchange…

Client Advisories

Boards & Bylaws: Board Meetings (4th in a series of 8)

January 9, 2023/TEO BULLETIN/less than a minute

Join Carter Ledyard and management consultants Plan A Advisors on a lively exploration of nonprofit boards and bylaws. This multi-part series will help nonprofit executives and board members consider revisions and amendments…

Client Advisories

Boards & Bylaws: Board Membership and Terms (3rd in a series of 8)

December 12, 2022/TEO BULLETIN/less than a minute

Join Carter Ledyard and management consultants Plan A Advisors on a lively exploration of nonprofit boards and bylaws. This multi-part series will help nonprofit executives and board members consider revisions and amendments…

Client Advisories

New York Enacts Technical Amendments to Nonprofit Law

November 28, 2022/TEO BULLETIN/less than a minute

On November 21, 2022, Governor Hochul signed A9969/S9047 (the “Act”) into law, effective immediately.  The Act amends the New York Not-for-Profit Corporation Law to modernize provisions for electronic voting by…

Client Advisories

Boards & Bylaws: Mission and Board Role (2nd in a series of 8)

November 18, 2022/TEO BULLETIN/less than a minute

Join Carter Ledyard and management consultants Plan A Advisors on a lively exploration of nonprofit boards and bylaws. This multi-part series will help nonprofit executives and board members consider revisions and amendments…

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