SEC Emergency Orders Re Short Sales
Client Advisory September 30, 2008 by Paul DeCaprio and Guy P. Lander On September 17 and 18, 2008, the SEC adopted three emergency orders regarding short sales. The first order adds a…
/6 minute read
Client Advisory September 30, 2008 by Paul DeCaprio and Guy P. Lander On September 17 and 18, 2008, the SEC adopted three emergency orders regarding short sales. The first order adds a…
/7 minute read
Client Advisory September 16, 2008 by Andris J. Vizbaras, Guy P. Lander and G. Christina Gray-Trefry On September 5, 2008, the U.S. Securities and Exchange Commission (the “SEC”) published amendments to Rule 12g3-2(b) under…
/4 minute read
Client Advisory July 3, 2008 by Guy P. Lander On June 26, 2008, the SEC issued a Release (Release No. 33-8935, also designated Release No. 34-58030) in which it proposes to…
/8 minute read
Client Advisory June 5, 2008 by Guy P. Lander and Alice Kenniff Summary The U.S. Securities and Exchange Commission (the “SEC”) recently proposed rule revisions intended to make the U.S. capital markets…
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Client Advisory May 22, 2008 by Guy P. Lander and Alice Kenniff The SEC recently proposed revisions to its rules for cross-border business combinations. These revisions are intended to address practical difficulties encountered…
/5 minute read
Client Advisory February 7, 2008by Guy P. Lander, Stephen V. Burger and Evangelos KramvisThe SEC recently amended the eligibility criteria for using Forms S-3 and F-3 for registered securities offerings. These forms enable…
/16 minute read
Client Advisory February 7, 2008 by Guy P. Lander, Stephen V. Burger and Aaron Salsberg Introduction The SEC recently amended Rules 144 and 145 (the “Amendments”) under the Securities Act of 1933 (the…
/5 minute read
Client Advisory February 7, 2008 by Guy P. Lander and G. Christina Gray-Trefry The SEC recently adopted rules to permit foreign private issuers that file a Form 20-F to file financial statements using…
/5 minute read
Client Advisory February 7, 2008 by Guy P. Lander, Stephen V. Burger and Catherine Janasie The SEC recently amended its rules for smaller companies to simplify its reporting requirements for smaller companies by…