Lander’s Securities Law Resource Center is a resource for legal and business professionals seeking insights on securities law, capital markets, regulatory compliance, and related developments affecting U.S. and international markets. Drawing on Carter Ledyard’s extensive experience, the Resource Center features thought leadership, practical guidance, and commentary from both the firm and contributors across the securities law community.
Editor-in-chief: Guy P. Lander, lander@clm.com, 212-238-8619
Resources
U.S. Securities Law for International Financial Transactions and Capital Markets, 3 Vols., West Group
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Thought Leadership
- Rule 15a-6 Of The Securities Exchange Act: A Guide For Foreign Broker-dealers
- Foreign Private Issuers Must Report All Insider Trades (Section 16(a)) March 2026
- Internet Guidance for Foreign Private Issuers Conducting Unregistered Offerings: Is a Gatepost Still a Sign of the Times?
- Update on CTA: How to Handle Beneficial Ownership Information Report Filings
- Reminder: Form SD (Resource Extraction) is Now Due
- Reminder: Securities Transaction Settlement Cycle Shortened to T+1
- SEC Adopts Major Changes to SPAC Rules
- Significant Developments in Private Fund Adviser Regulation 2023
- Significant Case Law Developments For M&A Practitioners in 2023
- Significant Corporate and Securities Law Developments in 2023
- New 13D/13G Rules Explained; Elon Musk Hypothetical; Section 16 Update
- New Federal Exemption For M&A Finders and Brokers
- Record Retention Policies
- SEC Proposes Major Changes to SPAC Rules
- New Rule Affecting Certain Over-The-Counter (OTC) Issuers
- Nasdaq’s “New Diversity Rule”
- SEC Indicates SPACs Should Provide Robust, Clear Disclosure Regarding Conflicts Between Insiders and Public Shareholders
- SEC Adopts Rules to Improve the Framework for Exempt Offerings
- SEC Expands Accredited Investor and Qualified Institutional Buyer Definitions to Allow More Participants in Private Offerings
Contributions
As the Securities Law Resource Center grows, it will include contributions from leading practitioners with experience across the securities industry. We welcome diverse perspectives on emerging developments, practical challenges, and evolving trends in securities law and regulation. Contact Jennifer Topper (topper@clm.com) for more information on how to contribute.